Do you have a compliance question? Do you need help? Our Community Forum is your first stop for getting all of your important compliance related questions answered. This forum is monitored by our compliance professionals on a daily basis, and we generally respond within 48 hours. In addition to getting your questions answered, there is also a wealth of information already available in previous posts that you can view. The forum has been segmented by law/regulation in order for you to be able to find your topic quickly and easily.
Registration: The Community Forum is a 100% free service provided by Compliance Resource. However, in order to post questions, you must register on our website. If you have already registered, simply log in to post a question. You can register, or log in, in the top right hand corner of each web page. When registering, you’ll be asked to create a user name and provide your e-mail address. Only your user name will be visible on your posts; if you wish to remain anonymous you can do so by creating a non-identifying user name.
Posting: You will be able to create a post after selecting the board that best fits your question. To post your question: 1) Clicking on the topic that best fits your question; 2) Scroll to the bottom of that topic’s page; 3) Insert your question title and specific questions in to the boxes provided; 4) Click the “Notify me of follow-up replies via e-mail” box; and 5) Click “submit”. Your question will be sent and you will be notified via email of replies.
Do you or a coworker have an upcoming Birthday or Anniversary? Are you recently engaged, married, or have a child? Maybe you have a new grandchild or a new pet. We would love to hear what you've been up to. Please submit your achievements. If you're a CMG member then you may see your announcements appear in our CMG intro videos.
The Coronavirus (COVID-19) pandemic has been declared a national emergency. Our country has not faced a crisis of this magnitude in over 100 years. Financial instituion are having to operate in unchartered waters; trying to serve customers while protecting employees and customers and working to find ways to help customer who have been affected financially by the Coronavirus.
This forum is for financial institutions to discuss and share ideas about how they are dealing with the pandemic. We're all in this together - let's help each other out!
Issues that do not deal with a particular law or regulation are discussed here. This may include compliance management issues, discussions about the state of the industry and any other matters you have on your mind.
