Evolving from Fair Lending to Fair Banking
Date: November 29, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
Fair banking sits at the intersection of corporate governance, compliance, and social responsibility. It aims to safeguard consumers, promote financial inclusion, contribute to economic stability, ensure compliance with regulations, and prevent systemic risks in the financial industry. As the industry moves beyond fair lending, adopting a more holistic fair banking approach is increasingly important. When you join us November 29th, you’ll gain the tools needed to build on your institution’s fair lending policies and level […]
Section 1033 Proposed Rule
Date: November 30, 2023 2:30 pm EST - 4:00 pm EST Price: $325.00Description:
On Oct. 19, 2023, the CFPB released a proposed rule that would require covered financial institutions to provide consumers and authorized third parties with access and portability options for their financial data. The CFPB’s proposed rule, called the “Personal Financial Data Rights” rule, would implement Section 1033 of Title X of the Dodd-Frank Act, a to-date dormant provision of law enacted by Congress more than a decade ago. Join us November 30th to delve into Section 1033’s […]
2024 Changes to Beneficial Ownership Reporting
Date: December 5, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
Beginning January 1, 2024 FinCEN has new requirements for beneficial ownership that applies to businesses – not just Banks. Many entities created in or registered to do business in the United States will be required to report information about their beneficial owners—the individuals who ultimately own or control a company—to FinCEN. Join us December 5th to unpack FinCEN’s new beneficial ownership requirements and learn how to achieve compliance. Together we’ll dive into: A review of […]
Top 15 HMDA Issues
Date: December 6, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
This program provides the top 15 issues that may be undermining your HMDA compliance efforts. The 2018 modifications to HMDA were massive and many financial institutions are still dealing with the challenges of collecting data under the burdensome new requirements. The partial exemption provisions resulting from EGRRCPA were a blessing and a curse. Other recent activity includes: An advanced notice of proposed rulemaking (ANPR) was published on May 8, 2019.The ANPR solicited comments about the […]
Developing the Next Generation of Compliance Officers
Date: December 7, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
December 7th’s two-hour session, Developing the Next Generation of Compliance Officers, will equip you with specific steps you can take to identify, attract, and retain talented compliance professionals. During this session, you’ll … Learn how to transmit the benefits of a career in compliance to members of your organization and job seekers. Identify the skills most needed for a successful career in compliance and uncover how to foster those skills in future leaders. Uncover ways […]
It’s Final! CRA Modernization: What You Need to Know Now
Date: December 11, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
The Federal Reserve, FDIC, and OCC released their final ruling on CRA Modernization on October 24, 2023, and the massive, 1,500-page interagency regulation features several significant changes to CRA. This two-hour webinar examines the final rule in-depth and provides the framework to start building a plan for compliance at your bank. TOP REASONS TO ATTEND: Whether you’re new to the requirements or a seasoned veteran, you’ll come away from this session with: A comprehensive review […]
2023 Lending Compliance Update (Two-Part – Virtual)
Date: December 12, 2023 2:00 pm EST - 4:00 pm EST Price: $650.00Description:
2023 has been a busy year for compliance officers. Section 1071 of Regulation B was finalized in March, requiring data collection and reporting on small business loans, and the interagency ruling on the Community Reinvestment Act (CRA) modernization came down in late October. Not to mention that the DOJ’s enforcement action initiatives lead to an increase in redlining cases. We often hear that “keeping up” is the most important training goal for compliance and lending […]
A World in Chaos: The Importance of a Strong OFAC Program
Date: December 20, 2023 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
This webinar goes beyond OFAC 1o1 and addresses the risks and sanctions related to current world events. Through a deep dive into all aspects of OFAC compliance, you’ll learn how to maintain an effective system of controls, ensuring a strong line of defense and compliance with OFAC requirements. When you join us December 20th, you’ll come away with: An understanding of the different types of OFAC Sanctions. A strategy for identifying and managing OFAC risks. […]
Strengthen & Optimize Your BSA/AML Program
Date: January 9, 2024 2:00 pm EST - 3:30 pm EST Price: $325.00Description:
Come away from this 90-minute session with actionable tactics for optimizing and strengthening your BSA/AML program in 2024. When you join us January 9th, you’ll learn how to implement ongoing, comprehensive risk assessments that will provide assurance that your BSA/AML program is effective. Join us in January to… Identify and effectively mitigate BSA/AML risks. Quantify and qualify BSA/AML risks. Gain proven methods for determining control effectiveness. Examine identification and use of Key Risk Indicators. Learn […]
Scrubbing and Submitting 2023 HMDA Data
Date: January 10, 2024 2:00 pm EST - 3:30 pm EST Price: $325.00Description:
HMDA-reporting banks spend considerable time in January and February of each year “scrubbing” HMDA data before the March 1st submission date. The 2023 data must be submitted to the CFPB by March 1, 2024. This webinar is designed to get you ready for data submission. Errors can result from the failure to report a covered loan, reporting a loan that is not reportable, or miscoding data on reported loans. Regulators continue to report significant error […]
A Banker’s Responsibility for FCRA & FACT Act Compliance
Date: January 16, 2024 2:00 pm EST - 3:30 pm EST Price: $325.00Description:
This 90-minute program provides a review of the numerous subparts and appendices included in both the CFPB’s and FRB’s Regulation V and the FCRA and FACTA. It also includes the EGRRCPA amendments. Although many of the provisions are new, program participants frequently comment that they never heard of some of the sections discussed. Ignorance of the law is not an acceptable excuse for violations. If any member of your staff is not familiar with the […]
What You Need to Know about Escrows
Date: January 24, 2024 2:00 pm EST - 4:00 pm EST Price: $325.00Description:
Escrow compliance is tough! Not many rules cover such a broad scope over the full life of the loan. Escrowing touches nearly every element of loan compliance in some way: RESPA, TILA, TRID, HPMLs, Flood, and Fair Lending. That’s an intimidating list! Moreover, it is a high-stakes endeavor. Getting it wrong causes consumer harm and potential reputational damage. Failing to accurately pay taxes when due will cause fines and penalties, and make your bank look […]
Elder Financial Exploitation: How Compliance Can Detect and Stop Elder Abuse in 2024
Date: January 30, 2024 2:00 pm EST - 3:30 pm EST Price: $325.00Description:
This in-depth, 90-minute session addresses the growing need for protection against elder financial abuse. You’ll come away with actionable best practices and better prepared to combat elder financial abuse and scams effectively. When you join us January 30th, you’ll gain the tools needed to protect your older clients from falling prey to scams, as well as… Common schemes and red flags Learn more about the most prevalent schemes targeting seniors and identify the red flags […]
At Compliance Resource, LLC we understand you are busy and it can be difficult to get away from the office for training, so we bring the training to you! Our webinars offer an interactive training experience from some of the most knowledgeable and experienced professionals in the industry without leaving your office.
As rules and regulations applicable to financial institutions continue to evolve and increase, it is critical for financial institution staff to stay informed in order to manage change and comply with regulatory requirements. Compliance Resource, LLC offers webinars on specific topics accessible from the convenience of your own office. Through our webinars attendees learn about existing requirements, changes affecting existing rules, new rules affecting the industry, and what’s on the horizon. Attendees receive a copy our ever-popular training manual and/or presentation slides for future reference.
Compliance Resource, LLC serves financial institutions of all sizes and understands the cumbersome compliance environment imposed on the financial industry. Our goal is to make compliance achievable, attainable, and affordable for all institutions; effective education is the foundation for success in compliance. With our trainers’ knowledge of banking regulations, industry experience and experience with regulatory expectations, we provide information on the rules and requirements you need to know, providing industry insight to help you understand the rules as they apply in to you.
We hope to you see you at one of our upcoming webinars - our trainers look forward to helping you stay informed and answering your compliance questions!
Is your complicated schedule leaving you unable to commit to training?
We understand that schedules get busy and it can be difficult to commit to training on a specific date and time. We make it easy for you to get training on your time, when it works for you! Our webinar registrants receive a copy of the webinar recording at the conclusion of the program – that means you can view the training at your convenience. Recording links are delivered via email and include unlimited viewing for one year.