Spring 2023 Deposit Compliance Series
Our Spring 2023 Deposit Compliance Series covers four of the most challenging deposit topics in three livestreaming webinars at a reduced rate. The series covers: Regulation CC, Regulation E, and in a combined class, Regulation DD and Regulation D. For details on individual sessions please see below. Regulation E: How to Handle Disputes – Recording The Lifecycle of Deposits: Decoding Reg DD & Reg D – March 30, 2023 – 2 – 4 PM ET […]
Building a Safe & Sound Real Estate Program
Date: March 21, 2023 11:00 am EDT - 1:00 pm EDT Price: $325.00Description:
WHAT? This program focuses on real estate valuation and portfolio monitoring and contains information relevant to those who manage or are involved with real estate valuation. A reference manual will be included. The instructor is a certified appraiser with extensive experience in ordering and reviewing appraisals, preparing real estate policies and procedures, and very broad knowledge of regulatory guidelines. WHY? We will discuss the key points that financial institutions need to be aware of relating […]
Flood Insurance Review and Update
Date: March 21, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT? On May 11, 2022, the Board of Governors of the Federal Reserve System, the Farm Credit Administration, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the Office of the Comptroller of the Currency (jointly, the agencies) issued revised questions and answers (Q & As) regarding federal flood insurance law and the agencies’ implementing regulations. The Q & As have not been updated since 2011. There have been multiple new laws that […]
Fair Lending Essentials
Date: March 22, 2023 2:00 pm EDT - 3:30 pm EDT Price: $275.00Description:
WHAT? Federal fair lending enforcement actions against financial institutions continue to happen and are a big risk to any financial intuition regardless of size or complexity and often times involves a FI’s CRA program. During the first years of the Biden Administration, it has become clear that enforcement of fair lending laws is a high priority. Enforcement actions are not limited to just one or two key issues; there is broad assault on fair lending […]
RESPA Section 8 – Unearned Fees and Kickback Violations
Date: March 28, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT? Section 8 of the Real Estate Settlement Procedures Act (RESPA) prohibits unearned fees and kickbacks. Until recently, the Consumer Financial Protection Bureau (CFPB) had not been active in Section 8 enforcement. Now the CFPB has shifted gears, and has become a very active but unpredictable enforcer. In recent years, a significant portion of reported CFPB mortgage-related enforcement actions were focused on Section 8, and the penalties imposed have reached huge totals. The enforcement actions […]
The Lifecycle of Deposits: Decoding Reg DD & Reg D
Date: March 30, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
This webinar is part of our Spring 2023 Deposit Compliance Series along with Regulation E: How to Handle Disputes and Overcoming the Challenges of Regulation CC. For a discounted rate on the series CLICK HERE WHAT Regulation DD, implementing the Truth in Savings Act, and Regulation D, implementing the Federal Reserve Act, are often confused with each other. Not only do they share similar names, they both refer to Deposit Accounts, NOW Accounts, Time Accounts, […]
Compliance for Commercial Lenders
Date: April 4, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT All of the regulations reviewed in a compliance examination cover consumer lending, but many of those regulations also impact commercial lending. Determining exactly which requirements impact commercial loans is a challenge. We are pleased to present this program to help commercial lenders understand which compliance requirements impact their department. This two-hour program identifies the major compliance regulations that apply to commercial transactions and reviews particular issues from each of those regulations that cause problems […]
What is So Important About a Business Continuity Plan?
Date: April 5, 2023 12:00 pm EDT - 1:00 pm EDT Price: $199.00Description:
Register by February 24th and take advantage of our Early Bird Pricing! All webinar registrations include a recording of the session that can be reviewed as needed. What is So Important About a Business Continuity Plan? has been submitted to ABA Professional Certifications for CE credit review and is pending approval. Once we receive notification of the credit approval, we will notify attendees.
Overcoming the Challenges of Regulation CC
Date: April 5, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
This webinar is part of our Spring 2023 Deposit Compliance Series along with Regulation E: How to Handle Disputes (Recording) and The Lifecycle of Deposits: Regulation DD & Regulation D. For a discounted rate on the series CLICK HERE WHAT Regulation CC, which deals with funds availability and collection of checks, is a headache. Technology and the way we bank has evolved since this regulation was originally implemented in 1987, and the patchwork of amendments […]
Top 10 BSA/AML Issues in 2023 and How to Prepare for Them
Date: April 6, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT Emerging threats and financial crime trends, geopolitical unrest, and economic uncertainty are presenting unique challenges to BSA and AML programs. Join us April 6th for the latest insights into BSA/AML challenges in 2023. In this session we’ll discuss AMLA 2020, new Executive Orders, cybersecurity directives, and how to prepare for financial crime trends that may impact your institution. TOGETHER, WE’LL DIVE INTO: The top 10 trending topics in AML and BSA this year. How […]
Spring 2023 BSA/AML Series
Date: April 6, 2023 2:00 pm EDT - 4:00 pm EDT Price: $825.00Description:
Our Spring 2023 BSA/AML Series covers some challenging BSA/AML topics in three livestreaming webinars at a reduced rate. For details on individual sessions please see below. Top 10 BSA/AML Issues in 2023 and How to Prepare for Them – April 6th, 2023 – 2 – 4 PM ET Improved AML Detection: How to Think Like a Bad Guy – April 13th, 2023 – 2 – 4 PM ET Managing Russian Sanctions in a Dynamic Sanctions […]
Section 1071 Final Rule: What you Need to Know Now
Date: April 11, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT The CFPB’s final rule to implement Section 1071 of the Dodd-Frank Act is expected by the end of March. This livestreaming webinar taking place on April 11th, delves into the final rule, how it differs from the proposed requirements, and what your institution needs to know to ease the regulatory burden and make the implementation process as smooth as possible. As you’re probably aware, implementing the changes needed to comply with Section 1071 of […]
Lessons Learned – Recent Lending Compliance Enforcement Actions
Date: April 12, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT? Every month the federal financial institution regulatory agencies publish lists of enforcement actions taken against financial institutions. Enforcement actions can include civil monetary penalties, consent decrees and cease and desist orders, to name a few. Every enforcement action tells a story of a failure to comply and the actions required to remedy the situation. Every enforcement action is a lesson to be learned by other financial institutions. The actions required to cure the problems […]
Improving AML Detection: How to Think Like a Bad Guy
Date: April 13, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
This webinar is part of our Spring 2023 BSA/AML Series along with Top 10 BSA/AML Issues in 2023 and How to Prepare for Them and Managing Russian Sanctions in a Dynamic Sanctions Environment . For a discounted rate on the series CLICK HERE. WHAT The challenges of detecting illicit finance have changed significantly in recent years. Gone are the days of check-the-box programs to protect your organization. Now, regulatory activities are more focused on “outcome-based enforcement.” […]
Lessons Learned – Recent Deposit Compliance Enforcement Actions and Common Violations
Date: April 14, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT The actions required to cure the problems in one institution, are the same steps another institution can take to avoid those problems entirely. Designed to help you avoid the pitfalls other financial institutions have already fallen into, this two-hour webinar dives into recent enforcement actions, the steps required in response to those actions, and the penalties or costs imposed on the financial institution. Streaming live April 14th, you’ll come away from this session with […]
Redlining – The Collision of Fair Lending and CRA
Date: April 25, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT? For the past decade there has been a constant stream of enforcement actions against financial institutions for engaging in redlining. Redlining occurs when financial institution practices result in the restriction of lending in a particular geographic area, quite frequently a low-income or a high minority population area. Redlining is: Usually cited as a fair lending violation; Frequently listed as a weakness in a Community Reinvestment Act (CRA) management system; Quite often listed as both […]
Managing Russian Sanctions in a Dynamic Sanctions Environment
Date: April 27, 2023 2:00 pm EDT - 4:00 pm EDT Price: $325.00Description:
WHAT Know Your Customer (KYC) and effective Customer Due Diligence (CDD) are pillars of a good AML program. Sanctions programs are a key part of that ecosystem and in the current dynamic sanctions environment, change is a constant. Designed to help you keep up with the ongoing changes, this livestreaming session examines concepts like perpetual KYC, Russian sanctions, and other emerging CDD topics. WHEN YOU JOIN US APRIL 27TH, YOU’LL… Get an overview of the […]
Regulatory Hot Topics
Date: June 6, 2023 2:00 pm EDT - 3:30 pm EDT Price: $250.00Description:
Register by April 28th and take advantage of our Early Bird Pricing! All webinar registrations include a recording of the session that can be reviewed as needed. Regulatory Hot Topics has been submitted to ABA Professional Certifications for CE credit review and is pending approval. Once we receive notification of the credit approval, we will notify attendees.
At Compliance Resource, LLC we understand you are busy and it can be difficult to get away from the office for training, so we bring the training to you! Our webinars offer an interactive training experience from some of the most knowledgeable and experienced professionals in the industry without leaving your office.
As rules and regulations applicable to financial institutions continue to evolve and increase, it is critical for financial institution staff to stay informed in order to manage change and comply with regulatory requirements. Compliance Resource, LLC offers webinars on specific topics accessible from the convenience of your own office. Through our webinars attendees learn about existing requirements, changes affecting existing rules, new rules affecting the industry, and what’s on the horizon. Attendees receive a copy our ever-popular training manual and/or presentation slides for future reference.
Compliance Resource, LLC serves financial institutions of all sizes and understands the cumbersome compliance environment imposed on the financial industry. Our goal is to make compliance achievable, attainable, and affordable for all institutions; effective education is the foundation for success in compliance. With our trainers’ knowledge of banking regulations, industry experience and experience with regulatory expectations, we provide information on the rules and requirements you need to know, providing industry insight to help you understand the rules as they apply in to you.
We hope to you see you at one of our upcoming webinars - our trainers look forward to helping you stay informed and answering your compliance questions!
Is your complicated schedule leaving you unable to commit to training?
We understand that schedules get busy and it can be difficult to commit to training on a specific date and time. We make it easy for you to get training on your time, when it works for you! Our webinar registrants receive a copy of the webinar recording at the conclusion of the program – that means you can view the training at your convenience. Recording links are delivered via email and include unlimited viewing for one year.