Description:
Proudly hosted by BankersOnline & Compliance Resource
For compliance professionals in their first few years of work, the rules and regulations can often feel fragmented, cumbersome and overwhelming. They may find themselves immersed in tasks without a clear view of where they “fit” into the bigger picture and how the pieces all connect. This seminar is designed to provide a structured, high-level overview of the regulatory framework governing deposit and lending products and services, along with some practical skills required to succeed in a compliance role.
Participants will learn the purpose behind key compliance requirements, important regulatory concepts, and how the compliance function operates in support of a strong risk management culture. Additionally, they will learn how to think like a compliance officer, communicate effectively with business partners, escalate concerns appropriately, and build credibility across the organization. Attendees will leave with a fresh perspective of both what compliance requires and how to thrive as a compliance professional.
Actionable, Tactical Insights | Nationally Recognized Speakers | Zero Travel Required
*Paid registrations include on-demand access to all conference content for 90-days following the event.
Part 1 – June 10th – 1:00 – 5:00 PM ET
Part 2 – June 11th – 1:00 – 5:00 PM ET
Join us in June to…
Develop a clear understanding of the regulatory framework that governs deposit and lending operations..
- – Learn how major regulations fit together, including BSA/AML, Reg E, Reg CC, Reg DD, ECOA, TILA, RESPA, and more
- – Understand how a strong Compliance Management System supports effective risk management
- – Gain clarity on the purpose behind key compliance requirements and how they protect institutions and consumers
- – See how compliance responsibilities connect across departments, from operations to lending to frontline staff
Understand where compliance issues most commonly arise and how to recognize potential problems before they escalate.
- – Explore real-world examples involving overdrafts, disclosures, customer communications, and lending decisions
- – Understand UDAAP risk and how complaint management can expose or mitigate compliance concerns
- – Learn how regulators evaluate institutions during examinations and monitoring activities
- – Identify common operational mistakes that can lead to findings, enforcement actions, or restitution
Build the practical knowledge and confidence needed to contribute effectively within your institution.
- – Learn how to ask the right questions and escalate potential issues appropriately
- – Improve communication with lenders, operations staff, and business line partners
- – Gain practical insight into mortgage compliance topics such as TRID, ATR, HOEPA, and flood insurance
- – Leave with a clearer understanding of your role in supporting a strong culture of accountability and compliance
Presenters:
Kimberly Boatwright, CRCM, CAMS, FLE & Barbara Boccia, CRCM, MBA, JD
Kimberly Boatwright is EVP and Director of Risk and Compliance at Compliance Resource, LLC and has more than a two decades of experience working in the financial services industry. Ms. Boatwright is a well-regarded financial industry risk and compliance professional with a strong background in program development and implementation. She is a thought leader who specializes in Fair Lending, Anti-Money Laundering, OFAC and consumer compliance. During her career she has worked for and consulted with all types of financial institutions helping to establish and evolve compliance and risk programs. She is a frequent public speaker, trainer, and author on compliance and risk management topics. Kimberly is a Certified Regulatory Compliance Manager and a Certified Anti-Money Laundering Specialist.
Barbara Boccia has more than 20 years of regulatory compliance experience as a compliance practitioner and consultant across the broad range of A-to-Z consumer regulations, including a deep expertise with principle-based regulations such as UDAAP. She has worked with financial institutions and fintechs of all sizes, supporting exams before the CFPB, Federal Reserve, OCC, FDIC, and NCUA.
Boccia is a well-known industry thought-leader, has presented at many industry events including for the ABA, CBA, and ICBA; and has written articles like “Managing UDAAP in the Digital Age” for ABA and “UDAAP Controls For Managing Risk” for the Journal of Financial Compliance. She is a member of the ABA Risk and Compliance Editorial Board.
She can be contacted via LinkedIn.
June 10, 2026