Description
* Please note that the recording links will be delivered to you via a downloadable word document in your confirmation e-mail. The PowerPoint that corresponds with the recording will be automatically delivered upon purchasing via email from the website.
Click the title of the program to be directed towards a page to purchase that recording individually.
WHAT?
In 2021, we are offering a three part compliance basics webinar series for new compliance professionals and seasoned compliance professionals seeking a refresher on the essentials. Each webinar will be available individually, but this bundle allows you to purchase those programs at a lower price. Below are descriptions of topics included in each program. To find more information about a specific webinar (or order them individually) just click on the title for the webinar.
2021 Lending Regulation Basics – Jack Holzknecht
TOPICS
The following laws and regulations are covered:
- Truth in Lending Act (Regulation Z);
- Real Estate Settlement Procedures Act (Regulation X);
- Equal Credit Opportunity Act (Regulation B);
- Fair Housing Act;
- Home Mortgage Disclosure Act (Regulation C);
- Flood Insurance Rules;
- Fair Credit Reporting Act;
- Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act);
- Community Reinvestment Act;
- Fair Debt Collection Practices Act; and
- Unfair, Deceptive or Abusive Acts or Practices.
2021 BSA Basics – Deb Crawford
TOPICS:
- Managing risk assessments, internal controls, audit and training
- Beneficial ownership issues and changes
- Customer Identification Program and Customer Due Diligence
- OFAC
- SAR Reporting and Decision Making
- Currency Transaction Reporting
- 314 A and 314 B
- Funds Transfers and Monetary Instrument Rules
- COVID 19 Fraud
- Virtual Currency Issues
- Geographic issues
- Cyber Crimes, Elder Fraud, Human Trafficking and Human Smuggling
- Challenges when you open accounts online
2021 Deposit Regulation Basics – Deb Crawford
TOPICS:
- Regulation D—Products and requirements
- Regulation E—Unauthorized funds transfers, Overdrafts, Foreign Remittances
- Regulation CC—Checks and Holds
- Regulation DD—Disclosures, Changing products, Fees
- Complaint Management
- ID Theft
- Conducting a New Deposit Interview—hitting all the regulatory requirements
