[kmeade]

Do you have a list of trainings (all aspects – BSA, MLO/LO, Deposits, TIL, RESPA, Fair Lending, etc.) that are required to be performed annually?

Topic

[rcooper]

Below are laws/regulations with training requirements. Keep in mind that examiners will expect to see training on other high risk areas (fair lending, UDAAP, etc.) not on this list as well as areas where your financial institution might need specific training due to audit findings, new products, etc.

BSA/AML:
12 CFR 21.21(c)(4);
12 CFR 208.63(c)(4);
12 CFR 326.8(c)(4);
12 CFR 748.2(c)(4)

Regulation CC: 12 CFR 229.19(f)

Bank Protection Act/Physical Security: 12 CFR 21.3(a)(3);
12 CFR 208.61(c)(1)(iii);
12 CFR 326.3(a)(3)

Information Security: Interagency Guidelines Establishing Information Security Standards III(c)(2)

FCRA/ID Theft Red Flags: 12 CFR 222.90(e)(3);
12 CFR 41.90(e)(3);
12 CFR 334.90(e)(3);
12 CFR 717.90(e)(3)

Reg Z/Loan Originator: 12 CFR 1026.36(f)(3)(iii)

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