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$500M Asset Threshold

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  • #32336
    JGo9
    Participant

    Are there any regulatory compliance items to address when crossing the $500 million asset threshold?

    Such as additional regulatory burdens, exemptions that go away, etc.

    Thanks!

    #32337
    hcutts
    Participant
    #32338
    JGo9
    Participant

    Thank you hcutts! I had found that article and it mainly addresses additional audit requirements.

    I’m trying to see if it would impact any requirements under the A B C regs.

    #32342
    jholzknecht
    Keymaster

    JGo9 – Nothing comes immediately to mind. I will look at this later this evening and will ask Robin to peek at it as well.

    #32345
    rcooper
    Member

    I can’t think of anything either. I think this would be a proactive conversation to have with your regulator – may gain some info plus it shows you’re concerned about getting everything right as you grow.

    #32346
    JGo9
    Participant

    Jack and Robin, I appreciate you both looking at this.

    Thanks!

Viewing 6 posts - 1 through 6 (of 6 total)
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