Description
Proudly hosted by BankersOnline & Compliance Resource (Originally Recorded on June 10th & 11th, 2026)
For compliance professionals in their first few years of work, the rules and regulations can often feel fragmented, cumbersome and overwhelming. They may find themselves immersed in tasks without a clear view of where they “fit” into the bigger picture and how the pieces all connect. This seminar is designed to provide a structured, high-level overview of the regulatory framework governing deposit and lending products and services, along with some practical skills required to succeed in a compliance role.
Participants will learn the purpose behind key compliance requirements, important regulatory concepts, and how the compliance function operates in support of a strong risk management culture. Additionally, they will learn how to think like a compliance officer, communicate effectively with business partners, escalate concerns appropriately, and build credibility across the organization. Attendees will leave with a fresh perspective of both what compliance requires and how to thrive as a compliance professional.
Actionable, Tactical Insights | Nationally Recognized Speakers | Zero Travel Required
Join us to…
Develop a clear understanding of the regulatory framework that governs deposit and lending operations..
- – Learn how major regulations fit together, including BSA/AML, Reg E, Reg CC, Reg DD, ECOA, TILA, RESPA, and more
- – Understand how a strong Compliance Management System supports effective risk management
- – Gain clarity on the purpose behind key compliance requirements and how they protect institutions and consumers
- – See how compliance responsibilities connect across departments, from operations to lending to frontline staff
Understand where compliance issues most commonly arise and how to recognize potential problems before they escalate.
- – Explore real-world examples involving overdrafts, disclosures, customer communications, and lending decisions
- – Understand UDAAP risk and how complaint management can expose or mitigate compliance concerns
- – Learn how regulators evaluate institutions during examinations and monitoring activities
- – Identify common operational mistakes that can lead to findings, enforcement actions, or restitution
Build the practical knowledge and confidence needed to contribute effectively within your institution.
- – Learn how to ask the right questions and escalate potential issues appropriately
- – Improve communication with lenders, operations staff, and business line partners
- – Gain practical insight into mortgage compliance topics such as TRID, ATR, HOEPA, and flood insurance
- – Leave with a clearer understanding of your role in supporting a strong culture of accountability and compliance
**Once order is confirmed, your access will be granted by one of our account representatives. If access has not been granted within 24 hours, please contact Shaw Sullivan (shaw@mycomplianceresource.com)
