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NCUA Civil Monetary Penalty Amounts Inflation adjusted as required by the Federal Civil Penalties Inflation Adjustment Act of 1990 |
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| U.S. Code citation | CMP description |
New maximum amount |
| (1) 12 U.S.C. 1782(a)(3) | Inadvertent failure to submit a report or the inadvertent submission of a false or misleading report |
$3,928. |
| (2) 12 U.S.C. 1782(a)(3) | Non-inadvertent failure to submit a report or the non-inadvertent submission of a false or misleading report |
$39,278. |
| (3) 12 U.S.C. 1782(a)(3) | Failure to submit a report or the submission of a false or misleading report done knowingly or with reckless disregard |
$1,963,870 or 1 percent of the total assets of the credit union, whichever is less. |
| (4) 12 U.S.C. 1782(d)(2)(A) | Tier 1 CMP for inadvertent failure to submit certified statement of insured shares and charges due to NCUSIF, or inadvertent submission of false or misleading statement |
$3,591. |
| (5) 12 U.S.C. 1782(d)(2)(B) | Tier 2 CMP for non-inadvertent failure to submit certified statement or submission of false or misleading statement |
$35,904. |
| (6) 12 U.S.C. 1782(d)(2)(C) | Tier 3 CMP for failure to submit a certified statement or the submission of a false or misleading statement done knowingly or with reckless disregard |
$1,795,216 or 1 percent of the total assets of the credit union, whichever is less. |
| (7) 12 U.S.C. 1785(a)(3) | Non-compliance with insurance logo requirements |
$122. |
| (8) 12 U.S.C. 1785(e) (3) | Non-compliance with NCUA security requirements |
$285. |
| (9) 12 U.S.C. 1786(k)(2)(A) | Tier 1 CMP for violations of law, regulation, and other orders or agreements |
$9,819. |
| (10) 12 U.S.C. 1786(k)(2)(A) | Tier 2 CMP for violations of law, regulation, and other orders or agreements and for recklessly engaging in unsafe or unsound practices or breaches of fiduciary duty |
$49,096. |
| (11) 12 U.S.C. 1786(k)(2)(A) | Tier 3 CMP for knowingly committing the violations under Tier 1 or 2 (natural person) |
$1,963,870. |
| (12) 12 U.S.C. 1786(k)(2)(A) | Tier 3 CMP for knowingly committing the violations under Tier 1 or 2 (insured credit union) |
$1,963,870 or 1 percent of the total assets of the credit union, whichever is less. |
| (13) 12 U.S.C. 1786(w)(5)(ii) | Non-compliance with senior examiner post-employment restrictions |
$323,027. |
| (14) 15 U.S.C. 1639e(k) | Non-compliance with appraisal independence requirements |
First violation: $11,279. Subsequent violations: $22,556. |
| (15) 42 U.S.C. 4012a(f)(5) | Non-compliance with flood insurance requirements |
$2,133. |
