Third-Party Risk: What EVERY Bank Can Learn From Fintech-Bank Enforcement Orders

May 16, 2024



“We don’t do fintech, so we don’t need to worry” might be your reaction to seeing the multiple enforcement orders so far in 2024 at banks with fintech partnerships. What was once a lucrative line of business for many has become a major pain point! But have you considered that buried in these orders are excellent insights on how to manage any kind of third-party risk?  Join us for 60 minutes of mining these orders to learn what your bank – and every bank, even those without fintech partners  – can glean from the regulatory documents.

After attending this session, you’ll be able to:

  • Understand which focal points got the most regulator attention
  • Identify  any “hidden” program gaps in your own organization
  • Develop a briefing and action plan for your Board and executive teams
  • Enhance your programs to ensure they pass muster with examiners
  • Help your teams and your institution manage third-party risk more effectively

Don’t pass up this opportunity to learn from the challenges others have faced. Armed with this knowledge, your institution can better avoid problems before they begin.

Who Should Attend:
This program may be most beneficial for Risk Officers, Compliance Officers, Vendor Management Officers and anyone involved in third-party risk management.


Reminder: Your registration includes a playback of the session, which is available after the session concludes. 


Pam Perdue

Pam Perdue’s passion is transforming compliance burden into competitive advantage through modern mindset, methods, and technologies. As founder/co-founder of four RegTech companies, and with decades of work inside organizations ranging in size from de novo to global, and time spent as a Federal Reserve system examiner and educator, she is fortunate to have a unique, 360-degree view of the business challenges posed by operating in highly regulated environments. Her idea of fun is building compliance management systems that drive costs lower and effectiveness higher. Pam enjoys sharing my knowledge with others at technology, lending and banking conferences, symposia and compliance schools, and through advisory board seats for regtech and fintech startups.

Her academic background includes The Ohio State University, as well as professional certifications from the American Institute of Banking, the Dearborn Financial Institute, and the University of Denver securities paralegal program. She has completed the rigorous Federal Reserve System Examiner Commissioning Program and previously attained the Certified Regulatory Compliance Manager (CRCM) designation of the Institute of Certified Bankers. She is also a Certified E-Learning Instructional Designer with the Association of Training Development.

Specialties: Financial technology, regulatory technology; regulatory compliance; training, consulting and auditing; regulatory professional development; e-learning development and deployment.

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Price: $0.00
Start Time: 2:00 pm EDT
End Time: 3:00 pm EDT

May 16, 2024

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