Description:
This four-part series is designed to build your knowledge step by step, starting with the fundamentals and progressing into practical application. While each session can stand on its own, attending the full series provides a more complete, connected understanding of BSA/AML compliance.
- Build from foundation to execution
Start with core concepts, then progress into program structure, internal controls, and real-world SAR processes - See how the pieces fit together
Understand not just what is required, but how each component of your BSA/AML program works as part of a cohesive whole - Strengthen confidence across your role
Gain practical knowledge you can apply immediately, whether you’re new to compliance or reinforcing your existing expertise
Part 1: BSA/AML Compliance An Overview – June 2nd from 2:00 – 4:00 PM ET
Start with the essentials. This session provides a clear, practical introduction to BSA and AML requirements, helping participants understand financial crime risks and their role in maintaining compliance.
- Understand the purpose, scope, and regulatory framework of BSA/AML compliance
- Recognize key money laundering risks, red flags, and emerging threats
- Learn the core components of an AML program and employee responsibilities
Learn more about part one here.
Part 2: The BSA/AML Program: The Pillars – June 9th from 2:00 – 3:30 PM ET
Build the foundation. This session breaks down the five pillars of an effective BSA/AML program and how they work together to support a strong, audit-ready framework.
- Explore the structure and purpose of a complete BSA/AML compliance program
- Understand each of the five pillars and how they function together
- Identify common gaps and apply best practices to strengthen your program
Learn more about part two here.
Part 3: From Framework to Function: Building Strong Internal Controls in Your BSA/AML Program – June 23rd from 2:00 – 3:30 PM ET
Put compliance into action. This session focuses on translating regulatory expectations into effective internal controls that support day-to-day operations and risk management.
- Design and implement internal controls that align with your institution’s risk profile
- Evaluate control effectiveness and identify gaps or weaknesses
- Strengthen monitoring, testing, and continuous improvement processes
Learn more about part three here.
Part 4: The BSA/AML Program: Something Seems Suspicious! The Key to a Good SAR Pillar – June 30th from 2:00 – 4:00 PM ET
Master one of the most critical responsibilities in AML compliance. This session walks through the full SAR process, from identifying red flags to filing accurate and timely reports.
- Identify suspicious activity using common red flags and behavioral indicators
- Conduct effective investigations and document findings with confidence
- Prepare clear, compliant SAR filings that meet regulatory expectations
Learn more about part four here.
Presenters:
Kimberly Boatwright, CRCM, CAMS, FLE
Kimberly Boatwright is EVP and Director of Risk and Compliance at Compliance Resource, LLC and has more than a two decades of experience working in the financial services industry. Ms. Boatwright is a well-regarded financial industry risk and compliance professional with a strong background in program development and implementation. She is a thought leader who specializes in Fair Lending, Anti-Money Laundering, OFAC and consumer compliance. During her career she has worked for and consulted with all types of financial institutions helping to establish and evolve compliance and risk programs. She is a frequent public speaker, trainer, and author on compliance and risk management topics. Kimberly is a Certified Regulatory Compliance Manager, a Certified Anti-Money Laundering Specialist and a Fair Lending Expert.
June 2, 2026