Description:
Proudly hosted by BankersOnline & Compliance Resource
For compliance professionals in their first few years of work, the rules and regulations can often feel fragmented, cumbersome and overwhelming. They may find themselves immersed in tasks without a clear view of where they “fit” into the bigger picture and how the pieces all connect. This seminar is designed to provide a structured, high-level overview of the regulatory framework governing deposit and lending products and services, along with some practical skills required to succeed in a compliance role.
Participants will learn the purpose behind key compliance requirements, important regulatory concepts, and how the compliance function operates in support of a strong risk management culture. Additionally, they will learn how to think like a compliance officer, communicate effectively with business partners, escalate concerns appropriately, and build credibility across the organization. Attendees will leave with a fresh perspective of both what compliance requires and how to thrive as a compliance professional.
Actionable, Tactical Insights | Nationally Recognized Speakers | Zero Travel Required
*Paid registrations include on-demand access to all conference content for 90-days following the event.
Part 1 – June 10th – 1:00 – 5:00 PM ET
Part 2 – June 11th – 1:00 – 5:00 PM ET
Stay tuned for the release of the full agenda!
Join us in June to…
Develop a clear understanding of the regulatory framework that governs deposit and lending operations..
- – Learn how major regulations fit together, including BSA/AML, Reg E, Reg CC, Reg DD, ECOA, TILA, RESPA, and more
- – Understand how a strong Compliance Management System supports effective risk management
- – Gain clarity on the purpose behind key compliance requirements and how they protect institutions and consumers
- – See how compliance responsibilities connect across departments, from operations to lending to frontline staff
Understand where compliance issues most commonly arise and how to recognize potential problems before they escalate.
- – Explore real-world examples involving overdrafts, disclosures, customer communications, and lending decisions
- – Understand UDAAP risk and how complaint management can expose or mitigate compliance concerns
- – Learn how regulators evaluate institutions during examinations and monitoring activities
- – Identify common operational mistakes that can lead to findings, enforcement actions, or restitution
Build the practical knowledge and confidence needed to contribute effectively within your institution.
- – Learn how to ask the right questions and escalate potential issues appropriately
- – Improve communication with lenders, operations staff, and business line partners
- – Gain practical insight into mortgage compliance topics such as TRID, ATR, HOEPA, and flood insurance
- – Leave with a clearer understanding of your role in supporting a strong culture of accountability and compliance
Presenters:
Be on the lookout for the annoucement of the full speaking faculty!
June 10, 2026