Lessons Learned – Recent Deposit Enforcement Actions

February 14, 2024



This two-hour webinar examines recent deposit enforcement actions, the costs or penalties imposed, and the steps required to remedy the problems. Designed to help you learn from other’s mistakes, this session illustrates how to maintain compliance in the areas being targeted by regulators.

We will discuss recent enforcement actions, common violations, and/or potential errors, related to:

  • Electronic Funds Transfer
  • Unfair, Deceptive, and Abusive Practices
  • Bank Secrecy Act
  • OFAC
  • Misleading FDIC Insurance representations
  • BaaS / FinTech Partnership

Every month the federal financial institution regulatory agencies publish lists of enforcement actions taken against financial institutions. Enforcement actions can include civil monetary penalties, consent decrees and cease and desist orders, to name a few.

Every enforcement action tells a story of a failure to comply, and the steps required to remedy the situation. Every enforcement action is a lesson to be learned by other financial institutions. The measures taken to cure problems in one institution are the steps other institutions can take to avoid the problem entirely.


The recording is designed for Deposit Operations, Compliance Officers, Auditors, Management, and others with responsibilities related to opening, maintaining, and servicing deposit related accounts and products.

All registrations include access to the on-demand recording of the session.


Rebekah Leonard

Rebekah F Leonard, CRCM Rebekah is the owner of Elucidate LLC, a compliance training and consulting company.  Elucidate means to “make clear, explain, throw light upon”, and describes Rebekah’s desire to illuminate the complexities of compliance with passion and fun.  She’s created and produced a TRID music video parody and several Compliance Breakout escape rooms, which she frequently provides at state banking compliance conferences.  She is an accomplished speaker and regularly provides webinars through BOL and Compliance Resource.

Rebekah is currently serving as the VP Director of Compliance for a $6 Billion community bank in Montana.  She began her career in 1995 at a private lending company, but soon settled into banking, where she’s covered nearly all of it – customer service and teller work, loan processing and review, and security and business continuity.  She now oversees CRA, BSA and all aspects of compliance as a senior leader.  She has successfully navigated numerous FDIC Compliance, CRA, and BSA Exams.

Rebekah has a bachelor’s degree in Organizational Leadership from Chapman University (Magna cum Laude), attended the American Bankers Association National Compliance School in 2003, and has held her Certified Regulatory Compliance Manager designation since 2006.  She is a BOL Compliance Guru.

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Price: $0.00
Start Time: 2:00 pm EST
End Time: 4:00 pm EST

February 14, 2024

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