Description:
This 90-minute session outlines how to conduct a gap analysis for data collection of the Dodd-Frank Act and will help you understand how changes to the reporting requirements impact your organization.
Together, we’ll examine what the law requires, how to capture small business lendign data, analyze what elements may already be a part of your lending program, and discuss how to strengthen areas that may be deficient.
In this session we will cover:
- What the law requires.
- Why a gap analysis is so important and how its findings should influence your program.
- Actionable strategies for creating and conducting an effective data collection analysis.
- How to share your findings with the Board, Senior Management, and colleagues for more meaningful risk-based discussions.
WHO:
This session is designed for anyone who needs a better understanding of small business data collection final rule. It may be particularly beneficial for compliance officers, as well as those working in commercial lending, compliance, training, loan services, auditing, and senior management.
Presenters:
Kimberly Boatwright, CRCM, CAMS, FLE
Kimberly Boatwright is EVP and Director of Risk and Compliance at Compliance Resource, LLC and has more than a two decades of experience working in the financial services industry. Ms. Boatwright is a well-regarded financial industry risk and compliance professional with a strong background in program development and implementation. She is a thought leader who specializes in Fair Lending, Anti-Money Laundering, OFAC and consumer compliance. During her career she has worked for and consulted with all types of financial institutions helping to establish and evolve compliance and risk programs. She is a frequent public speaker, trainer, and author on compliance and risk management topics. Kimberly is a Certified Regulatory Compliance Manager, a Certified Anti-Money Laundering Specialist and a Fair Lending Expert.
October 8, 2025